General Accounting Services for Mortgage Custodians

Berger Consulting, LLC possesses extensive industry expertise required to conduct essential AUP engagements for mortgage document custodians. In an AUP engagement, a practitioner with specialized knowledge issues a findings report based on specific procedures performed on the subject matter. Berger Consulting, LLC surpasses these requirements with deep subject matter expertise.

The AUP engagement includes validating the existence of objective evidence demonstrating adherence to mandatory eligibility criteria and processes, evaluating the effectiveness of current procedures, and assessing the achievement of defined performance levels.

AUP activities evaluate compliance based on information obtained from preliminary materials, on-site inspections, and loan file testing. Findings are derived from interviews, document reviews, and observations of custodial certification operations.

Additionally, the AUP verifies the efficacy of the firm's internal monthly Quality Control (QC) program.

AUP engagements are conducted by independent professionals at Berger Consulting, LLC, per attestation standards set by the American Institute of Certified Public Accountants (AICPA).

Berger Consulting, LLC ensures the effectiveness of your monthly quality control program and offers recommendations for further enhancement. The QC program review assesses current procedures to ensure compliance with industry regulations. Our review encompasses recommendations, program development, written procedures, and training. Quality control encompasses operational activities to maintain the quality of products or services. This includes providing clear direction, ongoing supervision by experienced personnel, immediate review of completed activities for accuracy and completeness, and accurate documentation of all decisions, assumptions, and recommendations. Internal quality control procedures for document certification must ensure correct data and document review on the first attempt.

Quality Control services are performed by industry specialists at Berger Consulting, LLC, adhering to generally accepted industry standards for certification of mortgage loan documents.